Compliance Officer at Legal & General, Southampton, South East England
Job Description
Company Overview:
Legal & General is a prominent financial services company in the UK, operating in the banking and finance sector. With a strong focus on providing a range of financial products and services, Legal & General has a reputation for excellence and innovation in the industry. The company is committed to delivering value to its customers and stakeholders while upholding the highest standards of integrity and compliance.
Key Responsibilities for Compliance Officer:
- Developing and implementing compliance policies and procedures in line with regulatory requirements
- Conducting regular audits and assessments to ensure adherence to internal policies and external regulations
- Providing guidance and training to staff on compliance matters
- Investigating and resolving compliance issues and breaches
- Liaising with regulatory authorities and external auditors
- Keeping abreast of regulatory developments and advising management on implications for the business
Required Qualifications:
- A degree in Law, Finance, Business, or related field
- Professional certification in compliance or risk management (e.g. ICA Certificate in Compliance)
- Proven experience in a compliance role within the financial services industry
- Sound knowledge of UK financial regulations (e.g. FCA, PRA)
- Strong analytical and problem-solving skills
- Excellent communication and interpersonal abilities
Desired Skills:
- Experience with compliance software and tools
- Familiarity with anti-money laundering (AML) and know your customer (KYC) regulations
- Ability to work effectively in a fast-paced and dynamic environment
- Attention to detail and a proactive approach to identifying compliance risks
Compensation & Benefits:
The annual salary for the Compliance Officer position at Legal & General in Southampton, South East England, is in the range of £35,000 to £45,000, depending on experience and qualifications. In addition to competitive pay, Legal & General offers a comprehensive benefits package, including pension contributions, health insurance, and opportunities for professional development and career advancement.
How to Apply:
To apply for the Compliance Officer role at Legal & General, please submit your CV and a cover letter outlining your relevant experience and qualifications. Shortlisted candidates will be contacted for further assessment. Thank you for your interest in joining Legal & General.
Required Skills
- Accounting Principles
- Bookkeeping
- Financial Reporting
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