Compliance Officer at Schroders, Dundee, Scotland
Job Description
Schroders is a renowned financial services firm operating within the banking and finance industry, with a strong presence in Dundee, Scotland, United Kingdom. With a focus on delivering top-tier investment management services, Schroders is committed to upholding the highest standards of compliance and regulatory requirements.
Key Responsibilities For Compliance Officer:
- Implement and oversee compliance policies and procedures in line with regulatory standards
- Conduct regular audits and assessments to ensure adherence to compliance regulations
- Provide guidance and support to internal teams on compliance-related matters
- Investigate and resolve any compliance issues or breaches promptly and effectively
- Keep abreast of changes in regulatory requirements and ensure the business is informed and compliant
- Collaborate with external regulatory bodies and auditors as required
Required Qualifications:
- Degree in Law, Finance, Business, or a related field
- Proven experience working in a compliance role within the banking or financial services sector
- In-depth knowledge of FCA regulations and compliance standards
- Strong understanding of anti-money laundering (AML) and know-your-customer (KYC) regulations
- Excellent analytical and problem-solving skills
- Effective communication and interpersonal abilities
Desired Skills:
- Professional certification in compliance (e.g., ICA)
- Experience with compliance software and systems
- Ability to work independently and as part of a team
- Strong attention to detail and accuracy
- Proactive approach to identifying and mitigating compliance risks
Compensation & Benefits:
- The annual salary range for the Compliance Officer role at Schroders in Dundee, Scotland, is between £35,000 and £45,000, depending on experience and qualifications.
- Benefits package including pension scheme, healthcare, and performance-based bonuses
- Opportunities for professional development and career advancement within the company
How to Apply:
Interested candidates should submit their CV and a cover letter highlighting their relevant experience and qualifications for the Compliance Officer role at Schroders in Dundee. Applications should be sent via the company's official careers portal or recruitment email address. Shortlisted candidates will be contacted for further assessment and interviews.
We welcome dedicated professionals with a passion for compliance and regulatory standards to join our dynamic team at Schroders in Dundee. If you are looking for a challenging yet rewarding career in the banking and finance sector, we invite you to apply and be part of our commitment to excellence in compliance.
Required Skills
- Customer Relationship Management
- Sales
- Financial Products
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